Sage Legal, LLC
There's arbitration, then there's FINRA arbitration
​
FINRA arbitration is its own animal. The lawyers who practice in this area are generally the ones who get the best results.
​
Whether you are an investor or a registered rep facing an arbitration action (or wondering if you should) be sure to talk to lawyers who practice in this field. The procedures are different than court or other arbitration forums.
​
Beginners know the rules, veterans know the exceptions.
- Don't give a job for a pro to an amateur
​
​
​
​
​
Ready to get started? Go straight to our online form to submit your info and get your consult started.
Investors
Many investors who have lost money are too embarrassed to talk about it. If that's you, don't be.
​
There are many reasons why losing money wasn't your fault.
​
Common claims include:
Negligence
Unsuitable products
Defective financial products
Theft
Breach of fiduciary duty
False representations
​
If you are wondering whether your claim is worth pursuing, reach out and book a call.
Registered
Reps
​
Breaking up is hard to do. If you are changing firms (either because you have to or because you want to), let's talk. There are lots of issues to address on your way out the door.
​
If you're being sued by an employer, don't wait - find competent counsel asap to evaluate your options and develop a strategic plan. While you still have a chance to make decisions. Because the longer you wait, the fewer options you usually get.
​
We represent and conflict coach reps through this often turbulent time of life. And all of our clients have ended up in a better place for it.